RIA License (Registered Investment Advisor)
Definition
SEBI license granted to individuals/entities to provide investment advice and portfolio management services on a fee-only basis.
In Context
RIA registration ensures regulatory compliance and fiduciary duty towards clients. RIAs charge only advisory fees — they cannot earn commissions on products they recommend.
Related Terms
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⚠️ Disclaimer: This glossary is for educational purposes. Simplify Money provides analytical insights and guidance. We have applied for SEBI RIA registration.